11-204 - Process for Registration in Multiple Jurisdictions [NP Advance Notice - Lapsed]
| Published Date: | 2009-07-17 |
|---|---|
| Effective Date: | 2009-09-28 |
| Rescinded Date: | 2009-09-25 |
| Document(s): |
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Concurrently Published:
Schedule D
National Policy 11-204
Process for Registration in Multiple Jurisdictions
PART 1 APPLICATION
1.1 Application
PART 2 DEFINITIONS
2.1 Definitions
2.2 Further definitions
2.3 Interpretation
PART 3 OVERVIEW AND PRINCIPAL REGULATOR
3.1 Overview
3.2 Passport registration
3.3 Interface registration
3.4 Registration in passport jurisdictions and Ontario
3.5 Registration by SRO
3.6 Principal regulator
3.7 Discretionary change of principal regulator
PART 4 GENERAL GUIDANCE FOR FIRMS AND INDIVIDUALS
4.1 Effect of submission
4.2 Fees
4.3 Firm submissions
PART 5 PASSPORT REGISTRATION
5.1 Application
5.2 Filing of materials
5.3 Registration
PART 6 INTERFACE REGISTRATION
6.1 Application
6.2 Filing materials
6.3 Decision-making process
6.4 Decision
6.5 Opportunity to be heard