24-101 - Institutional Trade Matching and Settlement [NI Blackline Amendment Advance Notice - Lapsed]
| Published Date: | 2010-04-16 |
|---|---|
| Effective Date: | 2010-07-01 |
| Rescinded Date: | 2010-07-01 |
| Document(s): |
Concurrently Published:
- 24-101 - Institutional Trade Matching and Settlement [NI Amendment Advance Notice - Lapsed]
- BCN 2010/16 - Advance Notice of Amendments to National Instrument 24-101 Institutional Trade Matching and Settlement [BCN]
TABLE OF CONTENTS
| PART | TITLE |
| PART 1 | DEFINITIONS AND INTERPRETATION |
| PART 2 | APPLICATION |
| PART 3 | TRADE MATCHING REQUIREMENTS |
| PART 4 | REPORTING |
| PART 5 | REPORTING REQUIREMENTS FOR CLEARING AGENCIES |
| PART 6 | REQUIREMENTS FOR MATCHING SERVICE UTILITIES |
| PART 7 | TRADE SETTLEMENT |
| PART 8 | REQUIREMENTS OF SELF-REGULATORY ORGANIZATIONS AND OTHERS |
| PART 9 | EXEMPTION |
| PART 10 | EFFECTIVE DATES AND TRANSITION |
| FORMS | TITLE |
| 24-101F1 | REGISTERED FIRM EXCEPTION REPORT OF DAP/RAP TRADE REPORTING AND MATCHING |
| 24-101F2 | CLEARING AGENCY - QUARTERLY OPERATIONS REPORT OF INSTITUTIONAL TRADE REPORTING AND MATCHING |
| 24-101F3 | MATCHING SERVICE UTILITY - NOTICE OF OPERATIONS |
| 24-101F4 | MATCHING SERVICE UTILITY - NOTICE OF CESSATION OF OPERATIONS |
| 24-101F5 | MATCHING SERVICE UTILITY - QUARTERLY OPERATIONS REPORT OF INSTITUTIONAL TRADE REPORTING AND MATCHING |