Securities Law

41-101F2 - Information Required in an Investment Fund Prospectus [F Proposed - Lapsed]

Published Date: 2006-12-22
Document(s):

Concurrently Published:

TITLE

Item 1:   Cover Page Disclosure
1.1 Required Statement
1.2 Preliminary Prospectus Disclosure
1.3 Basic Disclosure about the Distribution
1.4 Distribution
1.5 Offering Price in Currency other than Canadian Dollar
1.6 Non-Fixed Price Distributions
1.7 Pricing Range
1.8 Reduced Price Distributions
1.9 Market for Securities
1.10 No Underwriter
1.11 Risk Factors
1.12 Commodity Pool
1.13 Restricted Securities
1.14 Non-Canadian Manager
1.15 Documents Incorporated by Reference

Item 2:  Table of Contents
2.1 Table of Contents

Item 3:  Summary of Prospectus
3.1 Prospectus Summary
3.2 Cautionary Language
3.3 General
3.4 Organization and Management Details for the Investment Fund
3.5 Underwriter(s)
3.6 Fees and Expenses

Investment Details

Item 4:  Overview of the Investment
4.1 Overview of the Corporate/Trust Structure
4.2 Overview of the Investment Structure
4.3 Overview of the Industry/Industries that the Fund Invests In

Item 5:  Investment Objective and Strategy
5.1 Investment Objective
5.2 Investment Strategies
5.3 Restrictions on Investments
5.4 Significant Holdings in Other Entities

Item 6:  Management Discussion of Fund Performance
6.1 Management Discussion of Fund Performance

Item 7:  Fees, Expenses and Returns
7.1 Fees and Expenses
7.2 Returns and Management Expense Ratio

Item 8:  Risk Factors
8.1 Risk Factors

Item 9:  Distribution Policy
9.1 Distribution Policy

Item 10: Purchase of Securities
10.1 Purchase Price
  
Item 11: Redemption of Securities
11.1 Redemption of Securities
11.2 Short-term Trading

Item 12: Consolidated Capitalization
12.1 Consolidated Capitalization

Item 13: Prior Sales
13.1 Prior Sales
13.2 Trading Price and Volume

Item 14: Income Tax Considerations
14.1  Status of the Fund
14.2  Taxation of the Fund
14.3  Taxation of Securityholders
14.4 Taxation of Registered Plans
14.5 Tax Implications of the Investment Fund's Distribution Policy

Organization and Management Details for the Investment Fund

Item 15: Manager and Portfolio Adviser
15.1 Manager of the Investment Fund
(1) Manager of the Investment Fund
(2) Duties and Services to be Provided by the Manager
(3) Details of the Management Agreement
(4) Officers and Directors of the Investment Fund
(5) Cease Trade Orders and Bankruptcies of the Investment Fund
(6) Conflicts of Interest of the Investment Fund
(7) Officers and Directors of the Manager of the Investment Fund
(8) Cease Trade Orders and Bankruptcies of the Manager
(9) Conflicts of Interest of the Manager

15.2 Portfolio Adviser
(1) Portfolio Adviser
(2) Decision-making
(3) Experience
(4) Details of the Portfolio Advisory Agreement
(5) Conflicts of Interest of the Portfolio Adviser
 
Item 16 Independent Review Committee
16.1 Independent Review Committee

Item 17: Custodian
17.1 Custodian
17.2 Sub-custodian

Item 18: Auditor, Transfer Agent and Registrar
18.1 Auditor
18.2 Transfer Agent and Registrar

Item 19: Promoters
19.1 Promoters

Item 20: Trustee and Declaration of Trust
20.1  Trustee
20.2  Declaration of Trust
20.3 Amendment to Declaration of Trust
  
Attributes of the Securities

Item 21: Description of the Securities Distributed
21.1 Equity Securities or Investment Fund Units
21.2 Debt Securities
21.3 Derivatives
21.4 Other Securities
21.5 Special Warrants, etc.
21.6 Restricted Securities
21.7 Modification of Terms
21.8 Ratings
21.9 Other Attributes

Item 22 Securityholder Matters
22.1  Meetings of Securityholders
22.2  Reporting to Securityholders

Item 23 Valuation of Investment Fund Assets
23.1 Valuation Procedures
23.2 Calculation of Net Asset Value
23.3 Reporting of Net Asset Value
 
Item 24: Termination of the Fund
24.1 Termination of the Fund

Item 25: Escrowed Securities
25.1 Escrowed securities and securities subject to contractual restriction on transfer

Use of Proceeds and Distribution Plan

Item 26: Use of Proceeds
26.1 Proceeds
26.2 Principal Purposes - General
26.3 Principal Purposes - Indebtedness
26.4 Principal Purposes - Asset Acquistion
26.5 Principal Purposes - insiders, etc.
26.6 Unallocated Funds
26.7 Other Sources of Funding
26.8 Financing by Special Warrants, etc.

Item 27: 27.1 Plan of Distribution
27.2 Name of Underwriters
27.3 Disclosure of conditions to underwriters' obligations
27.4 Best Efforts Offering
27.5 Determination of Price
27.6 Stabilization
27.7 Minimum Distribution
27.8 Approvals
27.9 Reduced Price distribuitons
27.10 Listing Application
27.11 Conditional Listing Approval
27.12 Constraints
27.13 Special warrants acquired by underwriters or agents

Conflicts of Interest and Proxy Voting Disclosure

Item 28: Relationship Between Investment Fund or Selling Security Holder and Underwriter
28.1 Relationship Between Investment Fund or Selling Security Holder and Underwriter

Item 29: Options to Purchase Securities
29.1 Options to Purchase Securities

Item 30: Interest of Management and Others in Material Transactions
30.1 Interest of Management and Others in Material Transactions
30.2 Underwriting Discounts

Item 31: Principal Holders of Securities of the Investment Fund and Selling Security Holders

31.1 Principal Shareholders of Securities of the Investment Fund and Selling Security Holders

Item 32 Proxy Voting Disclosure For Portfolio Securities Held
Disclosure
32.1 Proxy Voting Disclosure

Other Legal Matters

Item 33: Material Contracts
33.1 Material Contracts

Item 34: Legal and Administrative Proceedings
34.1 Legal and Administrative Proceedings
34.2 Particulars of the Proceedings
34.3 Penalties and Sanctions

Item 35: Credit Supporter Disclosure
35.1 Credit Supporter Disclosure

Item 36: Experts
36.1 Names of Experts
36.2 Interest of Experts

Item 37: Other Material Facts
37.1 Other Material Facts

Item 38: Purchasers' Statutory Rights of Withdrawal and Rescission
38.1 General
38.2 Mutual Funds
38.3 Non-fixed Price Offerings

Item 39 Exemptions and Approvals
39.1 General

Financial Disclosure

Item 40 Documents Incorporated by Reference
40.1 Mandatory Incorporation by Reference
40.2 Mandatory Incorporation by Reference of Future Documents

Item 41: Financial Statements
41.1 Annual Financial Statements
41.2 Interim Financial Statements
41.3 Management Reports of Fund Performance

Item 42: Certificates
42.1  Certificate of the Investment Fund
42.2 Certificate of the Manager
42.3 Certificate of the Underwriter
42.4 Certificate of the Promoter
42.5 Amendments
42.6 Non-offering prospectus