41-601 - Prospectus Filing Requirements [BCP - Rescinded]
Published Date: | 2005-05-25 |
---|---|
Effective Date: | 2005-06-01 |
Rescinded Date: | 2008-03-17 |
Document(s): |
|
Concurrently Published:
- 41-601F - Information Required in a Prospectus [F - Rescinded]
- BCN 2005/27 - Adoption of National Instrument 81-106 Investment Fund Continuous Disclosure and Related Instruments [BCN - Lapsed]
Table of Contents
PART TITLE
PART 1 APPLICATION, PURPOSE AND IMPLEMENTATION
1.1 Application
1.2 Purpose
1.3 Long Form Prospectus Harmonization with OSC Requirements
1.4 Short Form and Mutual Fund Prospectus Filings
1.5 Effective Date
1.6 Inquiries
PART 2 DEFINITIONS
2.1 Terms Defined in Legislation
2.2 Defined Terms
2.3 Calculation of Market Capitalization for Junior Issuer
PART 3 PRE-FILING OR WAIVER APLICATIONS
3.1 Pre-filing Applications
3.2 MRRS Pre-filing Applications
3.3 Evidence of Waiver
3.4 Exemption Applications
3.5 Security Issuer Registration
PART 4 PRELIMINARY PROSPECTUS - MATERIALS TO BE FILED
4.1 NP 43-201
4.2 Additional Materials
4.3 Certificate Date
PART 5 REFUNDS
PART 6 THE REVIEW PROCESS
6.1 Issuance of Preliminary Receipt
6.2 Refusal to Issue a Preliminary Receipt
6.3 Incomplete Submissions
6.4 Section 81 Cease Trade Order
6.5 Filing of Black-lined Materials
PART 7 AMENDMENTS TO A PRELIMINARY PROSPECTUS
7.1 Amendment to Preliminary Prospectus
7.2 Requirements for Amendment
7.3 Materials to be Filed
7.4 Delivery
PART 8 FINAL RECEIPT REFUSALS
8.1 General
8.2 Lack of an Exchange Listing
8.3 Lack of Underwriter
8.4 Certificate of Issuer
8.5 Escrow Agreement
8.6 Issuer in Default for Failure to File
PART 9 FINAL PROSPECTUS - MATERIAL TO BE FILED
9.1 NP 43-201
9.2 Additional Materials
9.3 Auditor's Comfort Letter Regarding Unaudited Financial Statements
9.4 Certificate Date
PART 10 AMENDMENTS TO A PROSPECTUS
10.1 Amendment to Prospectus
10.2 Prospectus Amending Procedure
10.3 Effect on Distribution
10.4 Materials to be Filed under NP 43-201
10.5 Technical Report
10.6 Further Consents
PART 11 EXTENSION OF OFFERING PERIOD
11.1 Extension Beyond 90 days
11.2 Extension of up to 90 days
PART 12 GENERAL FINANCIAL STATEMENT REQUIREMENTS
PART 13 FINANCIAL STATEMENT DISCLOSURE FOR THE ISSUER
13.1 Annual Audited Financial Statements
13.2 Unaudited Interim Financial Statements
13.3 Updated Audited and Unaudited Financial Statements
13.4 Additional Financial Statements or Financial Information Filed or Released
13.5 Reverse Take overs
PART 14 FINANCIAL STATEMENT DISCLOSURE FOR SIGNIFICANT ACQUISITIONS
14.1 Annual Audited and Unaudited Interim Financial Statements for Business Acquisitions
14.2 Additional Financial Statements for Significant Business Acquisitions
14.3 Updated Audited and Unaudited Financial Statements
14.4 Pro Forma Financial Statements for Business Acquisitions
14.5 Exception to Disclosure Requirements for Significant Acquisitions Accounted for Using the Equity Method
14.6 Additional Disclosure for Significant Acquisitions Completed After Financial Year End Accounted for Using the Purchase Method
14.7 Additional Financial Statements or Financial Information Filed or Released
PART 15 FINANCIAL STATEMENT DISCLOSURE FOR MULTIPLE ACQUISITIONS THAT ARE NOT OTHERWISE SIGNIFICANT OR RELATED
PART 16 PRO FORMA FINANCIAL STATEMENT DISCLOSURE FOR SIGNIFICANT DISPOSITIONS
PART 17 PLAIN LANGUAGE
PART 18 OPERATING AGREEMENT WITH CDNX
18.1 Purpose
18.2 Definitions
18.3 Materials to be Filed
18.4 Waiver Applications
18.5 Exemption Applications
PART 19 CPC PROGRAM FILING REQUIREMENTS
19.1 Definitions
19.2 Eligibility
19.3 Waiver Applications