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Securities Law

41-601 - Prospectus Filing Requirements [BCP - Rescinded]

Published Date: 2005-05-25
Effective Date: 2005-06-01
Rescinded Date: 2008-03-17
Document(s):

Concurrently Published:

Table of Contents

PART                     TITLE

PART 1             APPLICATION, PURPOSE AND IMPLEMENTATION

1.1                     Application
1.2                     Purpose
1.3                     Long Form Prospectus Harmonization with OSC Requirements
1.4                     Short Form and Mutual Fund Prospectus Filings
1.5                     Effective Date
1.6                     Inquiries

PART 2             DEFINITIONS

2.1                     Terms Defined in Legislation
2.2                     Defined Terms
2.3                     Calculation of Market Capitalization for Junior Issuer

PART 3             PRE-FILING OR WAIVER APLICATIONS

3.1                     Pre-filing Applications
3.2                     MRRS Pre-filing Applications
3.3                     Evidence of Waiver
3.4                     Exemption Applications
3.5                     Security Issuer Registration

PART 4             PRELIMINARY PROSPECTUS - MATERIALS TO BE FILED

4.1                     NP 43-201
4.2                     Additional Materials
4.3                     Certificate Date

PART 5             REFUNDS

PART 6             THE REVIEW PROCESS

6.1                     Issuance of Preliminary Receipt
6.2                     Refusal to Issue a Preliminary Receipt
6.3                     Incomplete Submissions
6.4                     Section 81 Cease Trade Order
6.5                     Filing of Black-lined Materials

PART 7             AMENDMENTS TO A PRELIMINARY PROSPECTUS

7.1                     Amendment to Preliminary Prospectus
7.2                     Requirements for Amendment
7.3                     Materials to be Filed
7.4                     Delivery

PART 8             FINAL RECEIPT REFUSALS

8.1                     General
8.2                     Lack of an Exchange Listing
8.3                     Lack of Underwriter
8.4                     Certificate of Issuer
8.5                     Escrow Agreement
8.6                     Issuer in Default for Failure to File

PART 9             FINAL PROSPECTUS - MATERIAL TO BE FILED

9.1                     NP 43-201
9.2                     Additional Materials
9.3                     Auditor's Comfort Letter Regarding Unaudited Financial Statements
9.4                     Certificate Date

PART 10           AMENDMENTS TO A PROSPECTUS

10.1                    Amendment to Prospectus
10.2                    Prospectus Amending Procedure
10.3                    Effect on Distribution
10.4                    Materials to be Filed under NP 43-201
10.5                    Technical Report
10.6                    Further Consents

PART 11            EXTENSION OF OFFERING PERIOD

11.1                     Extension Beyond 90 days
11.2                     Extension of up to 90 days

PART 12             GENERAL FINANCIAL STATEMENT REQUIREMENTS

PART 13             FINANCIAL STATEMENT DISCLOSURE FOR THE ISSUER

13.1                     Annual Audited Financial Statements
13.2                     Unaudited Interim Financial Statements
13.3                     Updated Audited and Unaudited Financial Statements
13.4                     Additional Financial Statements or Financial Information Filed or Released
13.5                     Reverse Take overs

PART 14             FINANCIAL STATEMENT DISCLOSURE FOR SIGNIFICANT ACQUISITIONS

14.1                     Annual Audited and Unaudited Interim Financial Statements for Business Acquisitions
14.2                     Additional Financial Statements for Significant Business Acquisitions
14.3                     Updated Audited and Unaudited Financial Statements
14.4                     Pro Forma Financial Statements for Business Acquisitions
14.5                     Exception to Disclosure Requirements for Significant Acquisitions Accounted for Using the Equity Method
14.6                     Additional Disclosure for Significant Acquisitions Completed After Financial Year End Accounted for Using the Purchase Method
14.7                     Additional Financial Statements or Financial Information Filed or Released

PART 15             FINANCIAL STATEMENT DISCLOSURE FOR MULTIPLE ACQUISITIONS THAT ARE NOT OTHERWISE SIGNIFICANT OR RELATED

PART 16             PRO FORMA FINANCIAL STATEMENT DISCLOSURE FOR SIGNIFICANT DISPOSITIONS

PART 17             PLAIN LANGUAGE

PART 18             OPERATING AGREEMENT WITH CDNX

18.1                     Purpose
18.2                     Definitions
18.3                     Materials to be Filed
18.4                     Waiver Applications
18.5                     Exemption Applications 

PART 19             CPC PROGRAM FILING REQUIREMENTS

19.1                     Definitions
19.2                     Eligibility
19.3                     Waiver Applications