43-201 - Mutual Reliance Review System for Prospectuses [NP Amendment - Lapsed]

Concurrently Published:

• BCN 2005/43 - Notice of Multilateral Instrument 11-101 Principal Regulator System, Form 11-101F1 Notice of Principal Regulator, and 11-101CP Principal Regulator System, and Consequential Amendments to NP 12-201 Mutual Reliance Review System for Exemptive Relief Applications, NP 43-201 Mutual Reliance Review System for Prospectuses, NI 51-101 Standards of Disclosure for Oil and Gas Activities and MI 81-104 Commodity Pools [BCN - Lapsed]

Table of Contents

PART       TITLE 

Part 1         OVERVIEW AND APPLICATION
1.1             Scope
1.2             Objective
1.3             Application of Local Requirements 

Part 2         DEFINITIONS AND INTERPRETATION
2.1             Definitions
2.2             Interpretation 

Part 3         PRINCIPAL REGULATOR
3.1             Participating Principal Regulators
3.2             Determination of Principal Regulator
3.3             Automatic Change of Principal Regulator
3.4             Discretionary Change of Principal Regulator Applied for by Filer
3.5             Discretionary Change of Principal Regulator Proposed by the Participating Principal Regulators
3.6             Notification to CSA Committee of Discretionary Change of Principal Regulator
3.7             Effect of Change of Principal Regulator
3.8             Identification of New Principal Regulator

Part 4         FILING MATERIALS UNDER THE MRRS
4.1             Election of MRRS and Identifying Principal Regulator
4.2             Filing
4.3             Black-lined Document
4.4             Seasoned Prospectuses 

Part 5         REVIEW OF MATERIALS
5.1             Review by Principal Regulator
5.2             Review Period for Long Form Prospectuses and Renewal Shelf Prospectuses
5.3             Review Period for Short Form Prospectuses
5.4             Novel Structure or Issue
5.5             Form of Response 

Part 6         OPTING OUT
6.1             Opting Out
6.2             Opting Back In 

Part 7         MRRS DECISION DOCUMENT
7.1             Effect of MRRS Decision Document
7.2             Conditions to Issuance of Preliminary MRRS Decision Document
7.3             Form of Preliminary MRRS Decision Document - The preliminary MRRS decision document for a preliminary prospectus will contain the following legend
7.4             Conditions to Issuance of Final MRRS Decision Document for Long Form Prospectus and Renewal Shelf Prospectus
7.5             Conditions to Issuance of Final MRRS Decision Document for Short Form Prospectus
7.6             Form of Final MRRS Decision Document
7.7             Local Decision Document
7.8             Holidays
7.9             Material Issues Raised Late
7.10           Refusal by Principal Regulator to Issue a Receipt
7.11           Right to be Heard Following a Refusal 

Part 8         APPLICATIONS
8.1             Applications 

Part 9         PRE-FILINGS AND WAIVER APPLICATIONS
9.1             General
9.2             Procedure for Routine Pre-Filings and Waiver Applications
9.3             Procedure for Novel and Substantive Pre-Filings and Waiver Applications
9.4             Filing of Related Materials
9.5             Effect of Related MRRS Decision Document 

Part 10       AMENDMENTS
10.1           Filing of Amendments
10.2           Conditions to Issuance of MRRS Decision Document for Preliminary Prospectus Amendments?
10.3           Form of MRRS Decision Document for Preliminary Prospectus Amendments
10.4           Review Period for Preliminary Prospectus Amendments
10.5           Review Period for Prospectus Amendments
10.6           Conditions to Issuance of Prospectus Amendment MRRS Decision Document
10.7           Form of Prospectus Amendment MRRS Decision Document
10.8           Local Decision Document
10.9           Other Requirements 

APPENDIX A Materials Required to be Filed under National Policy 43-201