Securities Law

44-101 - Short Form Prospectus Distributions [NI - Rescinded] - For financial years beginning on or after January 1, 2011

Published Date: 2011-06-24
Effective Date: 2011-06-30
Rescinded Date: 2013-05-14
Document(s):

Concurrently Published:

This is an unofficial consolidation of National Instrument 44-101 Short Form Prospectus Distributions reflecting amendments made effective January 1, 2011 in connection with Canada’s changeover to IFRS. The amendments apply to a prospectus that includes financial statements for periods relating to financial years beginning on or after January 1, 2011. This document is for reference purposes only and is not an official statement of the law.


Table of Contents

Part 1 DEFINITIONS AND INTERPRETATION
            1.1 Definitions
            1.1.1 Definitions in NI 41-101
            1.2 References to Information Included in a Document
            1.3 References to Information to be Included in a Document
            1.4 Interpretation of “short form prospectus”
            1.5 [Repealed]

Part 2 QUALIFICATION TO FILE A PROSPECTUS IN THE FORM OF A SHORT FORM PROSPECTUS
            2.1 Short Form Prospectus
            2.2 Basic Qualification Criteria
            2.3 Alternative Qualification Criteria for Issuers of Approved Rating Non-Convertible Securities
            2.4 Alternative Qualification Criteria for Issuers of Guaranteed Non-Convertible Debt Securities, Preferred Shares and Cash Settled Derivatives
            2.5 Alternative Qualification Criteria for Issuers of Guaranteed Convertible Debt Securities or Preferred Shares
            2.6 Alternative Qualification Criteria for Issuers of Asset-Backed Securities
            2.7 Exemptions for New Reporting Issuers and Successor Issuers
            2.8 Notice of Intention and Transition

Part 3 DEEMED INCORPORATION BY REFERENCE
            3.1 Deemed Incorporation by Reference of Filed Documents
            3.2 Deemed Incorporation by Reference of Subsequently Filed Documents
            3.3 Incorporation by Reference


Part 4 FILING REQUIREMENTS FOR A SHORT FORM PROSPECTUS
            4.1 Required Documents for Filing a Preliminary Short Form Prospectus
            4.2 Required Documents for Filing a Short Form Prospectus
            4.3 Review of Unaudited Financial Statements
            4.4 [Repealed]
            4.5 [Repealed]

Part 5 [REPEALED]

Part 6 [REPEALED]

Part 7 SOLICITATIONS OF EXPRESSIONS OF INTEREST
            7.1 Solicitations of Expressions of Interest
            7.2 Solicitations of Expressions of Interest – Over-allotment Options

Part 8 EXEMPTION
            8.1 Exemption
            8.2 Evidence of Exemption

Part 9 TRANSITION, REPEAL AND EFFECTIVE DATE
            9.1 Applicable Rules
            9.2 Repeal
            9.3 Effective Date