44-101 - Short Form Prospectus Distributions [NI Advance Notice - Lapsed]
Published Date: | 2005-10-21 |
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Effective Date: | 2005-12-30 |
Document(s): |
Concurrently Published:
- 44-101CP - Companion Policy 44-101CP to National Instrument 44-101 Short Form Prospectus Distributions [CP Advanced Notice - Lapsed]
- 44-101F1 - National Instrument 44-101 Short Form Prospectus Distributions Form 44-101F1 Short Form Prospectus [F Advanced Notice - Lapsed]
- BCN 2005/50 - Advance Notice of Replacement of National Instrument 44-101 Short Form Prospectus Distributions, Form 44-101F3 Short Form Prospectus, and CP 44-101CP Short Form Prospectus Distribution [BCN - Lapsed]
Table of Contents
Part 1 DEFINITIONS AND INTERPRETATION
1.1 Definitions
1.2 References to Information Included in a Document
1.3 References to Information to be Included in a Document
1.4 Interpretation of “short form prospectus”
1.5 Interpretation of “payments to be made”
Part 2 QUALIFICATION TO FILE A PROSPECTUS IN THE FORM OF A SHORT FORM PROSPECTUS
2.1 Short Form Prospectus
2.2 Basic Qualification Criteria
2.3 Alternative Qualification Criteria for Issuers of Approved Rating Non-Convertible Securities
2.4 Alternative Qualification Criteria for Issuers of Guaranteed Non-Convertible Debt Securities, Preferred Shares and Cash Settled Derivatives
2.5 Alternative Qualification Criteria for Issuers of Guaranteed Convertible Debt Securities or Preferred Shares
2.6 Alternative Qualification Criteria for Issuers of Asset-Backed Securities
2.7 Exemptions for New Reporting Issuers and Successor Issuers
2.8 Notice of Intention and Transition
Part 3 DEEMED INCORPORATION BY REFERENCE
3.1 Deemed Incorporation by Reference of Filed Documents
3.2 Deemed Incorporation by Reference of Subsequently Filed Documents
3.3 Incorporation by Reference
Part 4 FILING REQUIREMENTS FOR A SHORT FORM PROSPECTUS
4.1 Required Documents for Filing a Preliminary Short Form Prospectus
4.2 Required Documents for Filing a Short Form Prospectus
4.3 Review of Unaudited Financial Statements
4.4 Consents of Experts
4.5 Language of Documents
Part 5 AMENDMENTS TO A SHORT FORM PROSPECTUS
5.1 Form of Amendment
5.2 Required Documents for Filing an Amendment
5.3 Auditor’s Comfort Letter
5.4 Forwarding Amendments
5.5 Amendment to Preliminary Short Form Prospectus
5.6 Amendment to Short Form Prospectus
Part 6 NON-FIXED PRICE OFFERINGS AND REDUCTION OF OFFERING PRICE UNDER SHORT FORM PROSPECTUS
6.1 Non-Fixed Price Offerings and Reduction of Offering Price under Short Form Prospectus
Part 7 SOLICITATIONS OF EXPRESSIONS OF INTEREST
7.1 Solicitations of Expressions of Interest
Part 8 EXEMPTION
8.1 Exemption
8.2 Evidence of Exemption
Part 9 TRANSITION, REPEAL AND EFFECTIVE DATE
9.1 Applicable Rules
9.2 Repeal
9.3 Effective Date