44-102 - Shelf Distributions [NI - Rescinded]
Published Date: | 2010-12-30 |
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Effective Date: | 2011-01-01 |
Rescinded Date: | 2013-05-14 |
Document(s): |
Concurrently Published:
PART 1 DEFINITIONS AND INTERPRETATION
1.1 Definitions
1.2 Amendments
1.3 [Repealed]
PART 2 SHELF QUALIFICATION AND PERIOD OF RECEIPT EFFECTIVENESS
2.1 General
2.2 Shelf Qualification for Distributions Qualified under Section 2.2 of NI 44-101 (Basic Qualification)
2.3 Shelf Qualification for Distributions Qualified under Section 2.3 of NI 44-101 (Approved Rating Non-Convertible Securities)
2.4 Shelf Qualification for Distributions under Section 2.4 of NI 44-101 (Guaranteed Non-Convertible Debt Securities, Preferred Shares and Cash Settled Derivatives)
2.5 Shelf Qualification for Distributions under Section 2.5 of NI 44-101 (Guaranteed Convertible Debt Securities or Preferred Shares)
2.6 Shelf Qualification for Distributions under Section 2.6 of NI 44-101 (Asset-Backed Securities)
2.7 Lapse Date – Ontario
2.8 [Repealed]
2.9 Limitation on Offerings
PART 3 UNALLOCATED SHELF
3.1 Unallocated Shelf Permitted
3.2 Distributions of Equity Securities Under Unallocated Shelf
PART 4 DISTRIBUTIONS OF NOVEL DERIVATIVES OR ASSET-BACKED
SECURITIES UNDER SHELF
4.1 Distributions of Novel Derivatives or Asset-Backed Securities Under Shelf
PART 5 BASE SHELF PROSPECTUSES
5.1 Opting out of the Shelf Procedures After a Preliminary Prospectus has been Receipted
5.2 Opting into the Shelf Procedures After a Preliminary Prospectus has been Receipted
5.3 Form of Base Shelf Prospectus
5.4 Dollar Value of Securities
5.5 Required Disclosure
5.6 Disclosure that may be Omitted
5.7 Issue of Receipt
5.8 Amendments
PART 6 SHELF PROSPECTUS SUPPLEMENTS
6.1 Requirement to Use Shelf Prospectus Supplements
6.2 Incorporation by Reference
6.3 Shelf Prospectus Supplement Disclosure
6.4 Filing Requirement For Shelf Prospectus Supplements
6.5 Underwriters’ Conflicts of Interest
6.6 Market Stabilization
6.7 Delivery Requirement
6.8 Disclosure that may be Omitted
PART 7 SHELF SUPPORTING DOCUMENTS
7.1 General
7.2 Consents
7.3 [Repealed]
7.4 Underwriting Agreements
PART 8 MEDIUM TERM NOTE PROGRAMS AND OTHER CONTINUOUS
DISTRIBUTIONS UNDER SHELF
8.1 General
8.2 Additional Disclosure Requirements
8.3 Filing Requirement
8.4 Requirement to Update Earnings Coverage Ratios
PART 9 AT-THE-MARKET DISTRIBUTIONS OF EQUITY SECURITIES UNDER SHELF
9.1 At-the-Market Distributions of Equity Securities Under Shelf
9.2 Market Value Calculation
PART 10 [REPEALED]
PART 11 EXEMPTIONS
11.1 Exemption
11.2 Evidence of Exemption
PART 12 EFFECTIVE DATE
12.1 Effective Date
APPENDIX A - METHOD 1 FOR FORM OF SHELF PROSPECTUS CERTIFICATES
APPENDIX B - METHOD 2 FOR FORM OF SHELF PROSPECTUS CERTIFICATES