45-102 - Resale of Securities [MI - Rescinded]
Published Date: | 2003-10-01 |
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Effective Date: | 2001-11-30 |
Rescinded Date: | 2004-03-30 |
Document(s): |
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MULTILATERAL INSTRUMENT 45-102
RESALE OF SECURITIES
TABLE OF CONTENTS
PART 1 DEFINITIONS
1.1 Definitions
PART 2 FIRST TRADES
2.1 Application
2.2 Removal of Resale Provisions
2.3 Section 2.5 Applies
2.4 Section 2.6 Applies
2.5 Restricted Period
2.6 Seasoning Period
2.7 Filing of Forms 45-102F1 and 45-102F2
2.8 Exemption for a Trade by a Control Person
2.9 Determining Time Periods
2.10 Exemption for a Trade in an Underlying Security if the Convertible Security, Exchangeable Security or Multiple Convertible Security is Qualified by a Prospectus
2.11 Exemption for a Trade in a Security Acquired in a Take-over Bid or Issuer Bid
2.12 Exemption for a Trade in an Underlying Security if the Convertible Security, Exchangeable Security or Multiple Convertible Security is Qualified by a Securities Exchange Take-over Bid Circular or Issuer Bid Circular
2.13 Trades by Underwriters
2.14 First Trades in Securities of a Non-Reporting Issuer Distributed under a Prospectus Exemption
PART 3 CURRENT AIF FILING REQUIREMENTS
3.1 Current AIF
PART 4 EXEMPTION
4.1 Exemption
PART 5 EFFECTIVE DATE
5.1 Effective Date
APPENDIX A CONTROL DISTRIBUTIONS
APPENDIX B REPORTING ISSUER JURISDICTIONS
APPENDIX C NON-APPLICABLE RESALE PROVISIONS
APPENDIX D RESTRICTED PERIOD TRADES
APPENDIX E SEASONING PERIOD TRADES
APPENDIX F EMPLOYEE TRADES
APPENDIX G AMALGAMATIONS OR MERGERS
APPENDIX H UNDERWRITERS
FORM 45-102F1 REPORT MADE UNDER SUBSECTION 2.7(1) OF MULTILATERAL INSTRUMENT 45-102 RESALE OF SECURITIES WITH RESPECT TO AN ISSUER THAT HAS CEASED TO BE A PRIVATE COMPANY OR PRIVATE ISSUER
FORM 45-102F2 CERTIFICATE UNDER SUBSECTION 2.7(2) OR (3) OF MULTILATERAL INSTRUMENT 45-102 RESALE OF SECURITIES
FORM 45-102F3 NOTICE OF INTENTION TO DISTRIBUTE SECURITIES AND ACCOMPANYING DECLARATION UNDER SECTION 2.8 OF MULTILATERAL INSTRUMENT 45-102 RESALE OF SECURITIES