45-102 - Resale of Securities [NI Proposed - Lapsed]

Concurrently Published:

• 45-102 - Resale of Securities [NI Amendment Proposed - Lapsed]
• 45-102 - Resale of Securities [NI Blackline Proposed - Lapsed]
• 45-102CP - Resale of Securities [CP Proposed - Lapsed]
• 45-102CP - Resale of Securities [CP Blackline Proposed - Lapsed]
• 45-102F1 - Notice of Intention to Distribute Securities under Section 2.8 of NI 45-102 Resale of Securities [F Proposed - Lapsed]
• 45-102F1 - Notice of Intention to Distribute Securities Under Section 2.8 of NI 45-102 Resale of Securities [F lackline Proposed - Lapsed]
• BCN 2008/10 - Publication for Comment of Proposed Repeal and Replacement of National Instrument 45-106 Prospectus and Registration Exemptions Form 45-106F1, Form 45-106F2, Form 45-106F3, Form 45-106F4 and Form 45-106F5 and Companion Policy 45-106CP Publication for Comment of Proposed Amendments to National Instrument 45-102 Resale of Securities, Form 45-102F1 and Companion Policy 45-102CP Resale of Securities [BCN - Lapsed]

Table of Contents

 
PART 1 DEFINITIONS

 1.1 Definitions

PART 2 FIRST TRADE

 2.1 Application

 2.2 Removal of Resale Provisions

 2.3 Section 2.5 Applies

 2.4 Section 2.6 Applies

 2.5 Restricted Period

 2.6 Seasoning Period

 2.7 Exemption for a Trade if the Issuer Becomes a Reporting Issuer After the Distribution Date

 2.8 Exemption for a Trade by a Control Person

 2.9 Determining Time Periods

 2.10 Exemption for a Trade in an Underlying Security if the Convertible Security, Exchangeable Security or Multiple Convertible Security is Qualified by a Prospectus

 2.11 Exemption for a Trade in a Security Acquired in a Take-over Bid or Issuer Bid

 2.12 Exemption for a Trade in an Underlying Security if the Convertible Security, Exchangeable Security or Multiple Convertible Security is Qualified by a Securities Exchange Take-over Bid Circular or Issuer Bid Circular

 2.13 Trades by Underwriters

 2.14 First Trades in Securities of a Non-Reporting Issuer Distributed under a Prospectus Exemption

PART 3 EXEMPTION 

 3.1 Exemption

PART 4 EFFECTIVE DATE

 4.1 Effective Date

APPENDIX A
APPENDIX B
APPENDIX C
APPENDIX D
APPENDIX E
APPENDIX F
FORM 45-102F1