45-505F2 - Report of Exempt Distribution in Respect of Eligible Pooled Funds [F - Rescinded]
Published Date: | 2000-12-22 |
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Effective Date: | 2001-01-01 |
Rescinded Date: | 2016-06-30 |
Document(s): |
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This is the form required under section 3(b) of BC Instrument 45-505
BC Form 45-505F2
REPORT OF EXEMPT DISTRIBUTION IN RESPECT OF ELIGIBLE POOLED FUNDS
REPORT OF EXEMPT DISTRIBUTION IN RESPECT OF ELIGIBLE POOLED FUNDS
1. Name, address and telephone number of each eligible pooled fund distributing securities.
____________________________________
Name(s) of eligible pooled fund(s)
____________________________________
Address
( ) ________________________________
Telephone Number
Name(s) of eligible pooled fund(s)
____________________________________
Address
( ) ________________________________
Telephone Number
2. Name, address and telephone number of the eligible portfolio manager of the eligible pooled fund(s).
___________________________________
Name of eligible portfolio manager
___________________________________
Address
( ) _______________________________
Telephone Number
Name of eligible portfolio manager
___________________________________
Address
( ) _______________________________
Telephone Number
3. Describe the type of security and the aggregate number of securities distributed during the calendar year by each eligible pooled fund.
4. State the calendar year in which the distributions of securities of each eligible pooled fund occurred.
5. State either:
(a) the total dollar value of the securities distributed during the calendar year by each eligible pooled fund to purchasers resident in British Columbia that represented “additional assets under management” as defined in BC Instrument 45-505:
$
or
(b) the total dollar value of the securities distributed during the calendar year by each eligible pooled fund to purchasers resident in British Columbia:
$
6. State the total credit available to be applied against fees payable, i.e. available credit, not including any amounts previously applied against fees payable under BC Instrument 45-505, equals either of:
(a)total fees paid to the Commission by the eligible pooled funds listed insection 1 of this Formduring the 6 year period referred to in section 3 of Form 45-505F1, or any portion of that 6 year period, less 0.01% of the total dollar value of the additional assets under managementfor those funds for which fees were paid during the period;
or
(b) 0.6667 x (the total fees paid to the Commission by the eligible pooled funds listed in section 1 of this Form, other than money market funds, during the 6 year period referred to in section 3 of Form 45-505F1, or any portion of that 6 year period).
Total credit available = $ (please show calculations).
7. State the total dollar value of fees payable by the eligible pooled fund(s), i.e. 0.01% of the amount disclosed in section 5 less any credit determined under section 6.
Fees payable (in aggregate): $
8. The eligible pooled fund(s) is (are) eligible to file reports under BC Instrument 45-505 for the calendar year in which the distributions took place.
The undersigned hereby certifies, to the best of his/her knowledge, information and belief, that the statements made in this report are true and correct.
DATED at Vancouver, British Columbia this day of , 200.
________________________________________________
Name of eligible portfolio manager
on behalf of
________________________________________________
Name(s) of eligible pooled fund(s)
Per:
IT IS AN OFFENCE FOR A PERSON TO MAKE A STATEMENT IN A RECORD REQUIRED TO BE FILED OR PROVIDED UNDER THE SECURITIES ACT OR SECURITIES RULES THAT, AT THE TIME AND IN LIGHT OF THE CIRCUMSTANCES UNDER WHICH IT IS MADE, IS A MISREPRESENTATION.Name of eligible portfolio manager
(please print)
on behalf of
________________________________________________
Name(s) of eligible pooled fund(s)
(please print)
Per:
____________________________________
Signature of authorized signatory
____________________________________
Name and office of authorized signatory
Signature of authorized signatory
____________________________________
Name and office of authorized signatory
(please print)