Securities Law

51-105 - Issuers Quoted in the U.S. Over-the-Counter Markets [MI Proposed - Lapsed]

Published Date: 2011-06-10
Rescinded Date: 2012-05-10
Document(s):

Concurrently Published:

PART 1 – DEFINITIONS AND REPORTING ISSUER DESIGNATION AND DETERMINATION
1. Definitions
2. National Instrument definitions apply
3. Reporting issuer designation and determination
4. Ceasing to be an OTC reporting issuer

PART 2 – DISCLOSURE
5. Additional disclosure requirements
6. Timely disclosure obligations
7. Registration statement
8. Promotional activities
9. Technical reports – mineral properties
10. Personal information form and authorization

PART 3 – RESALE OF PRIVATE PLACEMENT SECURITIES
11. Resale of seed stock
12. Legends on seed stock
13. Resale of private placement securities acquired after ticker-symbol date
14. No other hold periods

PART 4 – OTHER RESTRICTIONS
15. Securities for services
16. Take-over bid
17. Insider reports

PART 5 – EXEMPTION
18. Exemption

PART 6 – TRANSITION AND COMING INTO FORCE
19. Transition – financial disclosure for non-SEC filers
20. Coming into force