44-102 - Shelf Distributions [NI - Rescinded]

Concurrently Published:

• 44-102CP - Shelf Distributions [CP - Rescinded]
• BCN 2005/58 - Adoption of National Instrument 44-101 Short Form Prospectus Distributions, Form 44-101F1 Short Form Prospectus and consequential amendments [BCN - Lapsed]

PART             TITLE

PART 1           DEFINITIONS AND INTERPRETATION
                        1.1       Definitions
                        1.2       Amendments
                        1.3       [Repealed]

PART 2           SHELF QUALIFICATION AND PERIOD OF RECEIPT
                        EFFECTIVENESS
                        2.1       General
                        2.2       Shelf Qualification for Distributions Qualified
                                    under Section 2.2 of NI 44-101 (Basic Qualification)
                        2.3       Shelf Qualification for Distributions Qualified
                                    under Section 2.3 of NI 44-101
                                    (Approved Rating Non-Convertible Securities)
                        2.4       Shelf Qualification for Distributions under
                                    Section 2.4 of NI 44-101
                                    (Guaranteed Non-Convertible Debt Securities,
                                    Preferred Shares and Cash Settled Derivatives)
                        2.5       Shelf Qualification for Distributions under
                                    Section 2.5 of NI 44-101
                                    (Guaranteed Convertible Debt Securities or
                                    Preferred Shares)
                        2.6       Shelf Qualification for Distributions under
                                    Section 2.6 of NI 44-101
                                    (Asset-Backed Securities)
                        2.7       Lapse Date - Ontario
                        2.8       Lapse Date - Alberta
                        2.9       Limitation on Offerings

PART 3           UNALLOCATED SHELF
                        3.1       Unallocated Shelf Permitted
                        3.2       Distributions of Equity Securities Under
                                    Unallocated Shelf

PART 4           DISTRIBUTIONS OF NOVEL DERIVATIVES OR ASSET-BACKED SECURITIES UNDER SHELF
                        4.1       Distributions of Novel Derivatives or Asset-Backed
                                    Securities Under Shelf

PART 5           BASE SHELF PROSPECTUSES
                        5.1       Opting out of the Shelf Procedures After a
                                    Preliminary Prospectus has been Receipted
                        5.2       Opting into the Shelf Procedures After a
                                    Preliminary Prospectus has been Receipted
                        5.3       Form of Base Shelf Prospectus
                        5.4       Dollar Value of Securities
                        5.5       Required Disclosure
                        5.6       Disclosure that may be Omitted
                        5.7       Issue of Receipt
                        5.8       Amendments

PART 6           SHELF PROSPECTUS SUPPLEMENTS
                        6.1       Requirement to Use Shelf Prospectus Supplements
                        6.2       Incorporation by Reference
                        6.3       Shelf Prospectus Supplement Disclosure
                        6.4       Filing Requirement for Shelf Prospectus Supplements
                        6.5       Underwriters’ Conflicts of Interest
                        6.6       Market Stabilization
                        6.7       Delivery Requirement

PART 7           SHELF SUPPORTING DOCUMENTS
                        7.1       General
                        7.2       Consents
                        7.3       [Repealed]
                        7.4       Underwriting Agreements

PART 8           MEDIUM TERM NOTE PROGRAMS AND OTHER
                        CONTINUOUS DISTRIBUTIONS UNDER SHELF
                        8.1       General
                        8.2       Additional Disclosure Requirements
                        8.3       Filing Requirement
                        8.4       Requirement to Update Earnings Coverage Ratios

PART 9           AT-THE-MARKET DISTRIBUTIONS OF EQUITY
                        SECURITIES UNDER SHELF
                        9.1       At-the-Market Distributions of Equity Securities
                                    Under Shelf
                        9.2       Market Value Calculation

PART 10        [REPEALED] 

PART 11        EXEMPTIONS
                        11.1     Exemption
                        11.2     Evidence of Exemption

PART 12         EFFECTIVE DATE
                        12.1     Effective Date

APPENDIX A - METHOD 1 FOR SHELF PROSPECTUS CERTIFICATES
APPENDIX B - METHOD 2 FOR SHELF PROSPECTUS CERTIFICATES