Securities Law

51-102 - Continuous Disclosure Obligations [NI - Rescinded]

Published Date: 2004-03-30
Effective Date: 2004-03-30
Rescinded Date: 2005-06-01
Document(s):

Concurrently Published:

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PART 1 DEFINITIONS AND INTERPRETATION

1.1 Definitions and Interpretation

PART 2 APPLICATION

2.1 Application

PART 3 LANGUAGE OF DOCUMENTS

3.1 French or English

PART 4 FINANCIAL STATEMENTS

4.1 Comparative Annual Financial Statements and Auditor’s Report
4.2 Filing Deadline for Annual Financial Statements
4.3 Interim Financial Statements
4.4 Filing Deadline for Interim Financial Statements
4.5 Approval of Financial Statements
4.6 Delivery of Financial Statements
4.7 Filing of Financial Statements After Becoming a Reporting Issuer
4.8 Change in Year-End
4.9 Change in Corporate Structure
4.10 Reverse Takeovers
4.11 Change of Auditor

PART 5 MANAGEMENT’S DISCUSSION & ANALYSIS

5.1 Filing of MD&A
5.2 Filing of MD&A and Supplement for SEC Issuers
5.3 Additional Disclosure for Venture Issuers Without Significant Revenue
5.4 Disclosure of Outstanding Share Data
5.5 Approval of MD&A
5.6 Delivery of MD&A

PART 6 ANNUAL INFORMATION FORM

6.1 Requirement to File an AIF
6.2 Filing Deadline for an AIF
6.3 Incorporated Documents to be Filed

PART 7 MATERIAL CHANGE REPORTS

7.1 Publication of Material Change

PART 8 BUSINESS ACQUSITION REPORT

8.1 Interpretation and Application
8.2 Obligation to File a Business Acquisition Report
8.3 Determination of Significance
8.4 Financial Statement Disclosure for Significant Acquisitions
8.5 Reporting Periods
8.6 Exemption for Significant Acquisitions Accounted for Using the Equity Method
8.7 Exemptions for Significant Acquisitions if More Recent Statements Included
8.8 Exemption for Significant Acquisitions if Financial Year End Changed
8.9 Exemption from Comparatives if Financial Statements Not Previously Prepared
8.10 Exemption for Acquisition of an Interest in an Oil and Gas Property
8.11 Exemption for Step-By-Step Acquisitions

PART 9 PROXY SOLICITATION AND INFORMATION CIRCULARS

9.1 Sending of Proxies and Information Circulars
9.2 Exemptions from Sending Information Circular
9.3 Filing of Information Circulars and Proxy-Related Material
9.4 Content of Form of Proxy
9.5 Exemption from Part 9

PART 10 RESTRICTED SECURITY DISCLOSURE

10.1 Restricted Security Disclosure
10.2 Dissemination of Disclosure Documents to Holder of Restricted Securities
10.3 Exemptions for Certain Reporting Issuers

PART 11 ADDITIONAL FILING REQUIREMENTS

11.1 Additional Filing Requirements
11.2 Change of Status Report
11.3 Voting Results
11.4 Financial Information

PART 12 FILING OF CERTAIN DOCUMENTS

12.1 Filing of Documents Affecting the Rights of Securityholders
12.2 Filing of Other Material Contracts
12.3 Time for Filing of Documents

PART 13 EXEMPTIONS

13.1 Exemptions from this Instrument
13.2 Existing Exemptions
13.3 Exemption for Certain Exchangeable Security Issuers
13.4 Exemption for Certain Credit Support Issuers

PART 14 EFFECTIVE DATE AND TRANSITION

14.1 Effective Date
14.2 Transition