Securities Law

24-101 Institutional Trade Matching and Settlement

Document		Published	Effective
24-101	Institutional Trade Matching and Settlement [NI] PDF Download	2024-05-27	2024-05-27
24-101CP	Institutional Trade Matching and Settlement [CP] PDF Download	2024-05-27	2024-05-27

Forms

Document		Published	Effective
24-101F1	Registered Firm Exception Report of DAP/RAP Trade Reporting and Matching [F] PDF Download	2024-05-27	2024-05-27
24-101F2	Clearing Agency Quarterly Operations Report of Institutional Trade Reporting and Matching [F] PDF Download	2024-05-27	2024-05-27
24-101F3	Matching Service Utility Notice of Operations [F] PDF Download	2024-05-27	2024-05-27
24-101F4	Matching Service Utility Notice of Cessation of Operations [F] PDF Download	2024-05-27	2024-05-27
24-101F5	Matching Service Utility Quarterly Operations Report of Institutional Trade Reporting and Matching [F] PDF Download	2024-05-27	2024-05-27

CSA Related Documents

Document		Published	Effective
24-304	CSA-Industry Working Group on National Instrument 24-101 - Institutional Trade Matching and Settlement [CSA Staff Notice] PDF Download	2007-07-05	---
24-305	Frequently Asked Questions About National Instrument 24-101 — Institutional Trade Matching and Settlement and Related Companion Policy [CSA Staff Notice] PDF Download	2011-05-06	---
24-306	National Instrument 24-101 - Institutional Trade Matching And Settlement — Exception Reporting [CSA Staff Notice] PDF Download	2008-02-01	2008-02-01
24-312	Preparing for the Implementation of T+2 Settlement [CSA Staff Notice] PDF Download	2015-04-02	---
24-314	Preparing for the Implementation of T+2 Settlement: Letter to Registered Firms [CSA Staff Notice] PDF Download	2016-05-26	---
24-501	Exemption from the filing requirements of National Instrument 24-101 Institutional Trade Matching and Settlement [BCI] PDF Download	2007-04-01	2007-04-01
81-335	Investment Fund Settlement Cycles [CSA Staff Notice] PDF Download	2022-12-15	2022-12-15

Show all