24-101 Institutional Trade Matching and Settlement
| Document | Published | Effective | |
|---|---|---|---|
| 24-101 |
Institutional Trade Matching and Settlement [NI]
PDF
Download
|
2017-09-05 | 2017-09-05 |
| 24-101CP |
Institutional Trade Matching and Settlement [CP]
PDF
Download
|
2017-09-05 | 2017-09-05 |
Forms
| Document | Published | Effective | |
|---|---|---|---|
| 24-101F1 |
Registered Firm Exception Report of DAP/RAP Trade Reporting and Matching [F]
PDF
Download
Word
Download
|
2017-09-05 | 2017-09-05 |
| 24-101F2 |
Clearing Agency Quarterly Operations Report of Institutional Trade Reporting and Matching [F]
PDF
Download
Word
Download
|
2017-09-05 | 2017-09-05 |
| 24-101F3 |
Matching Service Utility Notice of Operations [F]
PDF
Download
Word
Download
|
2017-09-05 | 2017-09-05 |
| 24-101F4 |
Matching Service Utility Notice of Cessation of Operations [F]
PDF
Download
Word
Download
|
2017-09-05 | 2017-09-05 |
| 24-101F5 |
Matching Service Utility Quarterly Operations Report of Institutional Trade Reporting and Matching [F]
PDF
Download
Word
Download
|
2017-09-05 | 2017-09-05 |
Proposed Amendments
| Document | Published | Effective | |
|---|---|---|---|
| 24-101CP |
Institutional Trade Matching and Settlement [CP Proposed Amendment Annex B]
PDF
Download
|
2023-12-14 | 2024-05-27 |
| 24-101 |
Institutional Trade Matching and Settlement [NI Blackine Amendment Proposed Annex E]
PDF
Download
|
2023-12-14 | 2024-05-27 |
| 24-101CP |
Institutional Trade Matching and Settlement [CP Blackline Amendment Proposed Annex F]
PDF
Download
|
2023-12-14 | 2024-05-27 |
| 24-101 |
Institutional Trade Matching and Settlement [NI Amendment Proposed Annex A]
PDF
Download
|
2023-12-14 | 2024-05-27 |
| 24-101 |
Institutional Trade Matching and Settlement [CSA Notice]
PDF
Download
|
2023-12-14 | 2024-05-27 |