Securities Law

24-101 Institutional Trade Matching and Settlement

Document Published Effective
24-101 Institutional Trade Matching and Settlement [NI - Rescinded] 2014-09-22 2014-09-22
24-101 Institutional Trade Matching and Settlement [NI - Rescinded] 2010-06-30 2010-07-01
24-101 Institutional Trade Matching and Settlement [NI Amendment Advance Notice - Lapsed] 2010-04-16 2010-07-01
24-101 Institutional Trade Matching and Settlement [NI Blackline Amendment Advance Notice - Lapsed] 2010-04-16 2010-07-01
24-101 Institutional Trade Matching and Settlement [NI - Rescinded] 2009-09-25 2009-09-28
24-101 Marketplace Operation [NI Amendment - Rescinded] 2008-09-12 2008-09-12
24-101 Institutional Trade Matching and Settlement [NI - Rescinded] 2007-04-01 2007-04-01
24-101 Canadian Securities Administrators Institutional Trade Matching and Settlement [NI Advance Notice - Lapsed] 2007-03-09 ---
24-101CP Institutional Trade Matching and Settlement [CP - Rescinded] 2015-01-11 2015-01-11
24-101CP Institutional Trade Matching and Settlement [CP Amendment Advance Notice - Lapsed] 2010-04-16 2010-07-01
24-101CP Institutional Trade Matching and Settlement [CP Blackline Amendment Advance Notice - Lapsed] 2010-04-16 2010-07-01
24-101CP Institutional Trade Matching and Settlement [CP - Rescinded] 2010-06-30 2010-07-01
24-101CP Institutional Trade Matching and Settlement [CP - Rescinded] 2009-09-25 2009-09-28
24-101CP Institutional Trade Matching and Settlement [CP - Rescinded] 2007-04-01 2007-04-01
24-101CP Canadian Securities Administrators Companion Policy 24-101CP to NI 24-101 Intstitutional Trade Matching and Settlement [CP Advance Notice - Lapsed] 2007-03-09 ---

Advance Notices

Document Published Effective
24-101 Institutional Trade Matching and Settlement [NI Amendment Advance Notice - Lapsed] 2014-10-16 2015-01-11

CSA Related Documents

Forms

Document Published Effective
24-101F1 Registered Firm Exception report of Dap/Rap Trade Reporting and Matching [F - Rescinded] 2015-01-11 2015-01-11
24-101F1 Registered Firm Exception Report of Dap/Rap Trade Reporting and Matching [F Blackline Amendment Advance Notice - Lapsed] 2010-04-16 2010-07-01
24-101F1 Registered Firm Exception report of Dap/Rap Trade Reporting and Matching [F - Rescinded] 2010-06-30 2010-07-01
24-101F1 Registered Firm Exception Report of DAP/RAP Trade Reporting and Matching [F - Rescinded] 2009-09-25 2009-09-28
24-101F1 Registrant Exception Report of DAP/RAP Trade Reporting and Matching [F - Rescinded] 2007-04-01 2007-04-01
24-101F1 Registrant Exception Report of DAP/RAP Trade Reporting and Matching [F Advance Notice - Lapsed] 2007-03-09 ---
24-101F2 Clearing Agency Quarterly Operations Report of Institutional Trade Reporting and Matching [F Blackline Amendment Advance Notice - Lapsed] 2010-04-16 2010-07-01
24-101F2 Clearing Agency Quarterly Operations Report of Institutional Trade Reporting and Matching [F - Rescinded] 2010-06-30 2010-07-01
24-101F2 Clearing Agency Quarterly Operations Report of Institutional Trade Reporting and Matching [F - Rescinded] 2009-09-25 2009-09-28
24-101F2 Clearing Agency Quarterly Operations Report of Institutional Trade Reporting and Matching [F - Rescinded] 2007-04-01 2007-04-01
24-101F2 Clearing Agency Quarterly Operations Report of Institutional Trade Reporting and Matching [F Advance Notice - Lapsed] 2007-03-09 ---
24-101F3 Matching Service Utility Notice of Operations [F Blackline Amendment Advance Notice - Lapsed] 2010-04-16 2010-07-01
24-101F3 Matching Service Utility Notice of Operations [F - Rescinded] 2010-06-30 2010-07-01
24-101F3 Matching Service Utility Notice of Operations [F - Rescinded] 2009-09-25 2009-09-28
24-101F3 Matching Service Utility Notice of Operations [F - Rescinded] 2007-04-01 2007-04-01
24-101F3 Matching Service Utility Notice of Operations [F Advance Notice - Lapsed] 2007-03-09 ---
24-101F4 Matching Service Utility Notice of Cessation Of Operations [F Blackline Amendment Advance Notice - Lapsed] 2010-04-16 2010-07-01
24-101F4 Matching Service Utility Notice of Cessation of Operations [F - Rescinded] 2010-06-30 2010-07-01
24-101F4 Matching Service Utility Notice of Cessation of Operations [F - Rescinded] 2009-09-25 2009-09-28
24-101F4 Matching Service Utility Notice of Cessation of Operations [F - Rescinded] 2007-04-01 2007-04-01
24-101F4 Matching Service Utility Notice of Cessation of Operations [F Advance Notice - Lapsed] 2007-03-09 ---
24-101F5 Matching Service Utility Quarterly Operations Report of Institutional Trade Reporting and Matching [F - Rescinded] 2010-06-30 2010-07-01
24-101F5 Matching Service Utility Quarterly Operations Report of Institutional Trade Reporting and Matching [F Blackline Amendment Advance Notice - Lapsed] 2010-04-16 2010-07-01
24-101F5 Matching Service Utility Quarterly Operations Report of Institutional Trade Reporting and Matching [F - Rescinded] 2009-09-25 2009-09-28
24-101F5 Matching Service Utility Quarterly Operations Report of Institutional Trade Reporting and Matching [F - Rescinded] 2007-04-01 2007-04-01
24-101F5 Matching Service Utility Quarterly Operations Report of Institutional Trade Reporting and Matching [F Advance Notice - Lapsed] 2007-03-09 ---

Proposed Amendments

Proposed Instruments or Policies

Document Published Effective
24-101 Canadian Securities Administrators’ Request for Comment Proposed National Instrument 24-101 Institutional Trade Matching and Settlement [NI Proposed - Lapsed] 2006-03-03 ---
24-101 Post-Trade Matching and Settlement [NI Proposed - Lapsed] 2004-05-14 ---
24-101 Institutional Trade Matching and Settlement [NI Amendment Proposed - Lapsed] 2009-10-30 ---
24-101 Institutional Trade Matching and Settlement [NI Blackline Amendment Proposed - Lapsed] 2009-10-30 ---
24-101CP Institutional Trade Matching and Settlement [CP Amendment Proposed - Lapsed] 2009-10-30 ---
24-101CP Institutional Trade Matching and Settlement [CP Blackline Amendment Proposed - Lapsed] 2009-10-30 ---
24-101CP Canadian Securities Administrators’ Request for Comment Companion Policy 24-101CP to Proposed National Instrument 24-101- Institutional Trade Matching and Settlement [CP Proposed - Lapsed] 2006-03-03 ---
24-101CP Post-Trade Matching and Settlement [Proposed CP - Lapsed] 2004-05-14 ---
24-101F1 Registrant Exception Report of DAP or RAP Trade Matching [F Proposed - Lapsed] 2006-03-03 ---
24-101F2 Regulated Clearing Agency Quarterly Operations Report of Institutional Trade Reporting and Matching [F Proposed - Lapsed] 2006-03-03 ---
24-101F3 Matching Service Utility Notice of Operations [F Proposed - Lapsed] 2006-03-03 ---
24-101F4 Matching Service Utility Notice of Cessation of Operations [F Proposed - Lapsed] 2006-03-03 ---
24-101F5 Matching Service Utility Quarterly Operations Report of Institutional Trade Reporting and Matching [F Proposed - Lapsed] 2006-03-03 ---