Skip Navigation
Securities Law

51-105 Issuers Quoted in the U.S. Over-the-Counter Markets

Document Published Effective
51-105 Issuers Quoted in the U.S. Over-the-Counter Markets [MI - Rescinded]
PDF
Download
2016-05-09 2016-05-09
51-105 Issuers Quoted in the U.S. Over-the-Counter Markets [MI - Rescinded]
PDF
Download
2015-11-17 2015-11-17
51-105 Issuers Quoted in the U.S. Over-the-Counter Markets [MI - Rescinded]
PDF
Download
2012-07-31 2012-07-31
51-105 Issuers Quoted in the U.S. Over-the-Counter Markets [MI Advance Notice - Lapsed]
PDF
Download
2012-05-10 ---
51-105CP Issuers Quoted in the U.S. Over-the-Counter Markets [CP - Rescinded]
PDF
Download
2021-08-24 2021-08-25
51-105CP Issuers Quoted in the U.S. Over-the-Counter Markets [CP - Rescinded]
PDF
Download
2015-05-05 2015-05-05
51-105CP Issuers Quoted in the U.S. Over-the-Counter Markets [CP - Rescinded]
PDF
Download
2012-07-31 2012-07-31
51-105CP Issuers Quoted in the U.S. Over-the-Counter Markets [CP Advance Notice - Lapsed]
PDF
Download
2012-05-10 ---
Show all

Advance Notices

Document Published Effective
51-105 Amendments to Multilateral Instrument 51-105 Issuers Quoted in the U.S. Over-the-Counter Markets [MI Amendment Advance Notice - Lapsed]
PDF
Download
2023-03-23 2023-06-09
51-105 Issuers Quoted in the U.S. Over-the-Counter Markets [MI Amendment Advance Notice - Lapsed]
PDF
Download
2016-02-25 2016-05-09
51-105 Issuers Quoted in the U.S. Over-the-Counter Markets [MI Amendment Advance Notice - Lapsed]
PDF
Download
2015-09-03 2015-11-17
51-105CP Changes to Companion Policy 51-105CP Multilateral Instrument 51-105 Issuers Quoted in the U.S. Over-the-Counter Markets [CP Amendment Advance Notice - Lapsed]
PDF
Download
2023-03-23 2023-06-09
51-105CP Issuers Quoted in the U.S. Over-the-Counter Markets [CP Amendment Advance Notice - Lapsed]
PDF
Download
2021-05-27 2021-08-25

Forms

Document Published Effective
51-105F1 Notice – OTC Issuer Ceases to be an OTC Reporting Issuer [F Advance Notice - Lapsed]
PDF
Download
2012-05-10 ---
51-105F2 Notice of Promotional Activities [F Advance Notice - Lapsed]
PDF
Download
2012-05-10 ---
51-105F3A Personal Information Form and Authorization of Indirect Collection, Use and Disclosure of Personal Information [F - Rescinded]
PDF
Download
Word
Download
2012-07-31 2012-07-31
51-105F3A Personal Information Form and Authorization of Indirect Collection, Use and Disclosure of Personal Information [F Advance Notice - Lapsed]
PDF
Download
2012-05-10 ---
51-105F3B Personal Information Form and Authorization of Indirect Collection, Use and Disclosure of Personal Information [F Advance Notice - Lapsed]
PDF
Download
2012-05-10 ---
51-105F4 Notice – Issuer Ceases to be an OTC Reporting Issuer [F Advance Notice - Lapsed]
PDF
Download
2012-05-10 ---
Show all

Proposed Amendments

Document Published Effective
51-105CP Issuers Quoted in the U.S. Over-The_Counter Markets [CP Amendment Proposed - Lapsed]
PDF
Download
2020-02-13 ---
51-105CP Issuers Quoted in the U.S. Over-the-Counter Markets [CP Amendment Proposed - Lapsed]
PDF
Download
2019-05-02 ---
51-105 Issuers Quoted in the U.S. Over-the-Counter Markets [MI Amendment Proposed - Lapsed]
PDF
Download
2019-05-02 ---
51-105CP Proposed Change to Companion Policy 51-105CP Issuers Quoted in the U.S. Over-the-Counter Markets [CP Amendment Proposed - Lapsed]
PDF
Download
2018-09-06 ---
51-105 Issuers Quoted in the U.S. Over-the-Counter Markets [MI Amendment Proposed - Lapsed]
PDF
Download
2015-03-31 ---
51-105 Issuers Quoted in the U.S. Over-the-Counter Markets [MI Amendment Proposed - Lapsed]
PDF
Download
2014-12-11 ---
Show all

Proposed Instruments or Policies

Document Published Effective
51-105 Issuers Quoted in the U.S. Over-the-Counter Markets [MI Proposed - Lapsed]
PDF
Download
2011-06-10 ---
51-105 Issuers Quoted in the U.S. Over-the-Counter Markets [MI Amendment Proposed - Lapsed]
PDF
Download
2012-09-13 ---
51-105CP Issuers Quoted in the U.S. Over-the-Counter Markets [CP Proposed - Lapsed]
PDF
Download
2011-06-10 ---
51-105F1 Notice - OTC Issuer Ceases to be an OTC Reporting Issuer [F Proposed - Lapsed]
PDF
Download
2011-06-10 ---
51-105F2 Notice of Promotional Activities [F Proposed - Lapsed]
PDF
Download
2011-06-10 ---
51-105F3A Personal Information Form and Authorization of Indirect Collection, Use and Disclosure of Personal Information [F Proposed - Lapsed]
PDF
Download
2011-06-10 ---
51-105F3B Personal Information Form and Authorization of Indirect Collection, Use and Disclosure of Personal Information [F Proposed - Lapsed]
PDF
Download
2011-06-10 ---
51-105F4 Notice - Issuer Ceases to be an OTC Reporting Issuer [F Proposed - Lapsed]
PDF
Download
2011-06-10 ---
Show all

CSA Related Documents

Document Published Effective
51-511 Exemptions from Multilateral Instrument 51-105 Issuers Quoted in the U.S. Over-the-Counter Markets [BCI - Rescinded]
PDF
Download
2012-07-31 2012-07-31
51-511 Exemptions from Multilateral Instrument 51-105 Issuers Quoted in the U.S. Over-the-Counter Markets [BCI - Revoked]
PDF
Download
2015-03-23 2015-03-23