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23-101 Trading Rules

Document Published Effective
23-101 Trading Rules [NI - Rescinded]
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2016-07-06 2016-07-06
23-101 Trading Rules [NI - Rescinded]
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2015-10-01 2015-10-01
23-101 Trading Rules [NI - Rescinded]
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2012-07-06 2012-07-06
23-101 Marketplace Operation [NI Blackline Amendment Advance Notice - Lapsed]
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2012-03-23 2012-07-01
23-101 Trading Rules [NI Amendment Advance Notice - Lapsed]
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2012-03-23 2012-07-01
23-101 Trading Rules [NI - Rescinded]
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2011-02-09 2011-02-01
23-101 Trading Rules [NI Blackline Amendment - Lapsed]
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2011-02-10 2011-02-01
23-101 Trading Rules [NI Amendment - Lapsed]
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2010-01-28 2010-01-28
23-101 Trading Rules [NI Advance Notice - Lapsed]
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2009-11-13 2010-01-28
23-101 Trading Rules [NI - Rescinded]
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2010-02-04 2010-01-28
23-101 Trading Rules [NI Amendment Advance Notice - Lapsed]
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2009-12-18 2010-01-28
23-101 Trading Rules [NI - Rescinded]
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2008-10-01 2008-09-12
23-101 Trading Rules [NI Amendment - Lapsed]
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2008-09-12 2008-09-12
23-101 Trading Rules [NI Amendment Advance Notice - Lapsed]
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2008-06-20 2008-09-12
23-101 Trading Rules [NI Amendment - Lapsed]
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2007-03-09 2007-03-01
23-101 Trading Rules [NI - Rescinded]
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2007-03-09 2007-03-01
23-101 Trading Rules [NI - Rescinded] 2004-01-16 2003-12-31
23-101 Amendments to National Instrument 23-101 Trading Rules [NI Amendment - Lapsed] 2003-12-19 2003-12-31
23-101 Trading Rules [NI - Rescinded] 2001-11-01 2001-12-01
23-101 Trading Rules [NI Blackline Advance Notice - Lapsed]
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2009-11-13 ---
23-101CP Trading Rules [CP - Rescinded]
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2016-07-06 2016-07-06
23-101CP Trading Rules [CP - Rescinded]
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2015-10-01 2015-10-01
23-101CP Trading Rules [CP - Rescinded]
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2012-07-06 2012-07-06
23-101CP Trading Rules [CP Blackline Amendment Advance Notice - Lapsed]
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2012-03-23 2012-07-01
23-101 CP Trading Rules [CP Blackline Amendment - Lapsed]
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2011-02-10 2011-02-01
23-101CP Trading Rules [CP - Rescinded]
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2011-02-09 2011-02-01
23-101CP Trading Rules [CP - Rescinded]
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2010-02-04 2010-01-28
23-101CP Trading Rules [CP Advance Notice - Lapsed]
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2009-11-13 2010-01-28
23-101CP Trading Rules [CP Amendment Advance Notice - Lapsed]
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2009-12-18 2010-01-28
23-101CP Trading Rules [CP Amendment - Lapsed]
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2010-01-28 2010-01-28
23-101CP Trading Rules [CP Amendment Advance Notice - Lapsed]
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2008-06-20 2008-09-12
23-101CP Trading Rules [CP Amendment - Lapsed]
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2008-09-12 2008-09-12
23-101CP Trading Rules [CP - Rescinded]
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2008-10-01 2008-09-12
23-101CP Trading Rules [CP Blackline Amendment - Lapsed]
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2007-03-09 2007-03-01
23-101CP Trading Rules [CP - Rescinded]
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2007-03-09 2007-03-01
23-101CP Trading Rules [CP Amendment - Lapsed] 2003-12-19 2003-12-31
23-101CP Trading Rules [CP - Rescinded] 2004-01-16 2001-12-01
23-101CP Trading Rules [CP - Rescinded] 2001-11-01 2001-12-01
23-101CP Trading Rules [CP Blackline Advance Notice - Lapsed]
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2009-11-13 ---
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Advance Notices

Document Published Effective
23-101 Amendments to National Instrument 23-101 Trading Rules and Companion Policy 23-101CP to National Instrument 23-101 Trading Rules [CSA Notice - Lapsed]
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2017-01-26 2017-04-10
23-101 Amendments to National Instrument 23-101 Trading Rules and Companion Policy 23-101CP to National Instrument 23-101 Trading Rules [CSA Notice of Approval - Lapsed]
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2016-04-07 2016-07-06
23-101 Trading Rules [NI Blackline Amendment Advance Notice - Lapsed]
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2015-06-25 2015-10-01
23-101 Trading Rules [NI Amendment Advance Notice - Lapsed]
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2015-06-25 2015-10-01
23-101CP Trading Rules [CP Blackline Amendment Advance Notice - Lapsed]
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2015-06-25 2015-10-01
23-101CP Trading Rules [CP Amendment Advance Notice - Lapsed]
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2015-06-25 2015-10-01
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Proposed Amendments

Document Published Effective
23-101 Proposed Amendments to National Instrument 23-101 Trading Rules and Proposed Changes to Companion Policy 23-101 Trading Rules [CSA Notice and Request for Comment - Lapsed]
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2025-01-23 ---
23-101 Trading Rules [NI Amendment Proposed - Annex A - Lapsed]
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2025-01-23 ---
23-101 Trading Rules [NI Blacklined Amendment Proposed - Annex C - Lapsed]
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2025-01-23 ---
23-101CP Trading Rules [CP Blacklined Amendment Proposed - Annex D - Lapsed]
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2025-01-23 ---
23-101CP Trading Rules [CP Amendment Proposed - Annex B - Lapsed]
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2025-01-23 ---
23-101 CSA Notice and Request for Comment Proposed Amendments to National Instrument 23-101 Trading Rules [CSA Notice - Lapsed]
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2016-04-07 ---
23-101 CSA Notice and Request for Comment Proposed Amendments to the Companion Policy to National Instrument 23-101 Trading Rules: Application of the Order Protection Rule to Marketplace Imposing Systematic Order Processing Delays [CSA Notice - Lapsed]
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2015-06-12 ---
23-101CP Trading Rules [CP Blackline Amendment Proposed - Lapsed]
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2014-05-15 ---
23-101 Trading Rules [NI Amendment Proposed - Lapsed]
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2014-05-15 ---
23-101 Trading Rules [NI Blackline Amendment Proposed - Lapsed]
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2014-05-15 ---
23-101 Trading Rules [NI Blackline Amendment Proposed - Lapsed]
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2014-04-24 ---
23-101CP Trading Rules [CP Blackline Amendment Proposed- Lapsed]
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2014-04-24 ---
23-101 Trading Rules [NI Amendment Proposed - Lapsed]
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2014-04-24 ---
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Proposed Instruments or Policies

Document Published Effective
23-101 Trading Rules [NI Amendment Proposed - Lapsed]
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2008-10-17 2010-01-28
23-101 Trading Rules [NI Blackline Amendment Proposed - Lapsed]
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2011-03-18 ---
23-101 Trading Rules [NI Proposed - Lapsed]
PDF
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2006-08-11 ---
23-101 Trading Rules [NI Blackline Amendment Proposed - Lapsed]
PDF
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2008-10-17 ---
23-101 Trading Rules [NI Proposed - Lapsed] 2000-07-28 ---
23-101 Trading Rules [NI Amendment Proposed - Lapsed]
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2011-03-18 ---
23-101 Amendments to National Instrument 23-101 Trading Rules [NI Amendment Proposed - Lapsed] 2003-07-11 ---
23-101 Trading Rules [NI Amendment Proposed - Lapsed]
PDF
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2007-04-20 ---
23-101CP Trading Rules [CP Blackline Amendment Proposed - Lapsed]
PDF
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2011-03-18 ---
23-101CP Trading Rules [CP Amendment Proposed - Lapsed]
PDF
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2011-03-18 ---
23-101CP Trading Rules [CP Proposed - Lapsed] 2000-07-28 ---
23-101CP Trading Rules [CP Blackline Amendment Proposed - Lapsed]
PDF
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2008-10-17 ---
23-101CP Trading Rules [CP Proposed - Lapsed]
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2006-08-11 ---
23-101CP Trading Rules [CP Amendment Proposed - Lapsed]
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2008-10-17 ---
23-101CP Trading Rules [CP Amendment Proposed - Lapsed]
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2007-04-20 ---
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CSA Related Documents

Document Published Effective
21-309 Information Processor for Exchange-Traded Securities Other Than Options [CSA Staff Notice - Lapsed]
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2009-06-05 ---